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Clinical Review

Geriatric Assessment Teams:
A Review of the Literature

Gila Unguru
Madeline Feinberg

Objective: To describe the functions of geriatric assessment teams in inpatient and outpatient settings, and to review clinical trials that evaluated outcomes for patients receiving geriatric assessment services.

Data Sources: Search of MEDLINE and International Pharmaceutical Abstracts (IPA) using the search terms geriatric assessment teams and geriatric interdisciplinary teams

Study Selection: Randomized, prospective, controlled studies; met analyses of prospective studies; and prospective, observational studies.

Data Synthesis: Geriatric assessment teams evaluate the medical, psychosocial, and functional needs of elderly patients with the goal of improving or maintaining quality of life, sustaining health and cognitive function, and reducing costs. Three inpatient studies and eight outpatient studies are presented. The structure of the teams varied, although all teams consisted of a geriatrician and a social worker. Most teams also involved a geriatric nurse practitioner. The studies measured different outcomes, including health care use, costs, new diagnoses, number of medications, and psychosocial function. Results varied by study, although there appeared to be a trend toward improving health and functional status.

Conclusion: Findings indicate that while health care costs may not be reduced nor mortality decreased, goals of care for elderly patients can be achieved through the involvement of geriatric assessment teams.

Keywords: Geriatric, Assessment, Outcomes

Abbreviations: VA = veterans administration; HMO = health maintenance organization Consult Pharm 1998;5:553-63.


The elderly population is rapidly growing in our society. The number of people over the age of 65 increased tenfold between 1990 and 1993.1 Providing health care to these individuals consumes a significant portion of health care dollars, a result of hospitalizations or institutionalization in a long-term care facility. Therefore, methods for providing care to the elderly that help improve quality of life, sustain health and cognitive functioning, and reduce costs are desirable. In the geriatric population, quality of life, not just length of life, should be kept in mind as a goal of care.2

Geriatric assessment as defined by Rubenstein3 is "a multidimensional, usually interdisciplinary process, designed to quantify the elderly individual's medical, psychosocial, and functional capabilities." Geriatric assessment teams were created in London in the 1930s by Marjorie Warden, MD, who is considered a founder of modern geriatrics. Warden practiced medicine in infirmaries where the elderly did not receive appropriate medical and rehabilitative care, often leading to further disability. Her first geriatric assessment teams were designed to "systematically evaluate the conditions of these patients and begin policies of mobilization and selective rehabilitation."3 Her results were positive and her approach is still used today in Britain as a basic principle of geriatric medicine.

The objectives of geriatric assessment are listed in Table 1.3 Assessment teams are designed to provide comprehensive, interdisciplinary care that addresses all aspects of the geriatric patient's needs, including medical, social, and psychological issues. Possible benefits of these teams include greater detection of treatable xconditions; decrease in excessive drug therapy; increase in physical, mental, and social functioning; and decrease in health care costs.4


Table 1. Objectives of Geriatric Assessment3

  • Screening for treatable diseases
  • Obtaining accurate diagnoses
  • Designing rational therapeutic plans
  • Assuring appropriate use of services
  • Determining optimal placement
  • Documenting changes over time

This article provides a review of studies evaluating geriatric assessment teams in both inpatient and outpatient settings.

Geriatric Assessment Teams

In 1985, Epstein and colleagues4 surveyed 114 geriatric assessment teams in the United States. Questionnaires were mailed requesting information about development, size, location, staffing patterns, sources of referral, patient care activities, and opinions about the impact of geriatric assessment teams on patient outcomes.

Forty-seven percent of the teams were developed after 1983, and only 14% were established prior to 1979. Although most of the teams were located within acute care hospitals, 61% of the teams provided care primarily to outpatients. Other locations included chronic care hospitals, neuropsychiatric centers, and ambulatory care centers. Physicians were included on all the teams, with only half of the physicians having formal education in geriatrics. Other staff varied among the teams, with nurses and social workers being present on most inpatient teams. However, nurses and social workers were included slightly less frequently on the outpatient teams.

Sources of referral to the outpatient assessment teams can be divided into five main categories, each with approximately equal percentages: self or friend, social service agencies, physician, hospital, and long-term care facilities. Most teams served as the primary caregiver to the patient, as well as being a consultant to other health care professionals who provided patient care.

Services varied widely among the sites surveyed by Epstein. Some assessments were conducted using a standard protocol, and some used printed forms or published instruments only. The average number of hours spent per patient per visit was 2.7, and approximately three personnel saw the patient per visit. Most of the teams surveyed believed they had a positive impact on patient care. They ranked the diagnosis of treatable conditions highest in terms of impact, while optimization of social supports was ranked lowest. More than half of the teams believed their care was moderately more effective or much more effective than routine care, especially with regard to the ability of assessment teams to diagnose new, treatable problems and to improve drug regimens.

Epstein's survey yielded three important observations. First, outpatient assessment teams were more prevalent than inpatient teams. Second, only half of the physicians engaged in geriatric assessment functions had formal training in the field of geriatrics. Third, assessment functions varied greatly among the teams.

Inpatient Research Trials

Initial research was performed mainly in the area of inpatient assessment teams. Table 2 summarizes these research trials. A landmark study was conducted by Rubenstein and colleagues5 in 1984 with men from a Veterans Administration (VA) medical center. The study showed that the men being treated by the assessment team had improved functional status, fewer discharges to a nursing facility, and half the one-year mortality rate (24% versus 48%) of men receiving usual care as inpatients. These results raised expectations and influenced many subsequent trials. However, the intervention group stayed in the hospital 36 days longer than the control group, and the assessment team coordinated most of their outpatient care.6 These facts suggest that despite this being a controlled trial, bias was introduced into the study. Because they were hospitalized longer and because the assessment teams participated in their care beyond discharge, the experimental patients received significantly more intervention than the control group. This is a significant limitation when trying to apply the results in an actual setting. Therefore, while the results were positive, study conditions may not be reproducible in other team settings.


Table 2. Summary of Inpatient Research Trials

StudyTypePatient
Population
Team MembersOutcomes
Measured
Results*

Rubenstein
et al.5
Prospective,
randomized,
controlled
123 patients
>eq;65years
Physician, geriatrics fellow,
physician's assistant, social worker, nurses
Mortality
Discharge to nursing
 facility
Acute-care hospital days
Acute-care hospital
 readmission
Functional status and
morale
Costs
Positive
 
Positive
Positive
 
Positive
 
Positive
Positive
Reuben et al.7Prospective,
randomized,
controlled
2,353 patients
>lt;65years
Geriatrician, nurse
practitioner, social worker
Survival
Functional and health status
No difference
 
No difference
Stuck et al.8Meta-analysis
of controlled
studies
1,090 elderly
patients
Varied with study protocolMortality
Physical and cognitive
  function
Living at home
Positive
Positive
 
Positive

*Positive or negative for geriatric assessment teams versus controlled

A more recent trial by Reuben and colleagues7 randomized 2,353 patients from four hospitals to receive either geriatric assessment or usual care. While the assessment team recommended many medication changes, rehabilitation programs, and diagnostic tests, one-year survival was similar between the two groups, and health and functional status were identical for the groups at both three and 12 months. The authors concluded that geriatric assessment did not improve health or survival in these patients. However, in this study, assessment consisted of an initial consultation and recommendation, with limited follow-up. Assessment was diagnostic and not therapeutic. The short length of the study and the primary caregivers' failure to implement the team's recommendations may explain study findings.

A meta-analysis of six studies examining inpatient geriatric assessment teams was conducted in 1993 by Stuck and colleagues.8 Positive outcomes were found for individuals who received comprehensive inpatient assessment. Patients included in the studies experienced less mortality and improved physical and cognitive function, and they transitioned to higher levels of independence than patients who received usual care.

Outpatient Research Trials

A number of trials have been conducted with outpatient assessment teams. These are summarized in Table 3.

In 1979, Tulloch and Moore9 randomized 295 patients either to usual care or to an initial exam with a two-year follow-up in a clinic staffed by a physician, nurse, and other health care staff. While there was an increase in the number of hospital admissions for the assessment group, the total number of bed days was actually lower.

A greater number of medical problems were diagnosed and treated in the assessment group. Interestingly, the researchers found no differences in functional capacity between the groups. Also, as a result of the intervention, the patients who received the assessment used more social health services, which may imply increased short-term health care costs.

In 1987, Williams et al.10 randomized 117 patients aged 65 or older to receive multidisciplinary team assessment or routine care. At one year, while the number of admissions were higher in the assessment group, the total number of bed days was lower and hospital costs were 25% lower, although this was not statistically significant. Moreover, there was no difference between the two groups in terms of patient satisfaction or functional improvement.

That same year, Yeo et al.11 reported on 205 VA patients randomized to geriatric assessment teams or usual care. At 18 months, there appeared to be less decline in functional health for the assessment groups, as measured by the impact of illness on functioning. However, there were no differences in psychosocial function, satisfaction, or self-rated health. Moreover, there was a twofold increase in mortality in the assessment group.

A 1990 study by Epstein and colleagues12 compared geriatric assessment team consultations to both a consultant "second-opinion internist" and usual care in 600 elderly patients enrolled in a health maintenance organization (HMO). The assessment team made significantly more new diagnoses, medication changes, and psychosocial evaluations than did the other two groups. However, follow-up was limited to telephone calls, and there did not appear to be any cognitive function improvement at one year. This suggests that closer follow up and better targeting of those in need of continued care is necessary.

Stuck and colleagues8 performed a meta-analysis on the above four outpatient studies in an attempt to increase statistical power and possibly identify trends in outcomes more efficiently than could be determined in the smaller studies. However, unlike the results of the meta-analysis applied to inpatient teams, this analysis did not indicate significant differences in any of the measures, including mortality, physical and cognitive function, and living locations, between those patients who received geriatric assessment and those who did not.

A randomized trial conducted by Rubin and colleagues13 in 1992 examined the effects of geriatric assessment on Medicare reimbursement. Two hundred patients were randomized to receive usual inpatient and outpatient care or to receive geriatric evaluation and assessment in the hospital, continuing to outpatient care with the same team. Total charges to Medicare were measured. Results demonstrated that total charges and reimbursements were slightly higher for the control group, though not significantly. Additionally, there was a shift in expenditure in the assessment group from inpatient services to home health services.

A randomized, controlled clinical trial conducted by Toseland and colleagues,14 published in 1996, compared outpatient geriatric evaluation to usual care in 160 elderly VA patients who were considered "above-average users" of health care, meaning they had made 10 or more clinic visits in the year prior to randomization. Measures of health and function, psychosocial well-being, quality of health and social care, use of inpatient and outpatient services, and costs were assessed. Patients were evaluated at baseline and again at eight months. Those receiving geriatric assessment had decreased mortality, increased satisfaction, and better quality of health, but there was no decrease in health care use. In fact, patients in the geriatric evaluation group were seen at the clinic twice as often as those patients receiving usual care.

Despite this increased use of outpatient services, total costs did not differ between the two groups. The authors suggest that the initial similarity in cost may change over time. Study patients had more emergency room visits and more health care use, possibly due to careful assessment performed by the team and their success in identifying new problems. Had the study continued for a longer period of time, there may have been a reduction in costs as health and function improved. Furthermore, the team may have gained efficiency with experience, possibly reducing time spent per patient.

A 1994 study by Kravitz et al.15 looked at 152 patients recently discharged from a large California hospital. Assessment involved a home visit by a nurse practitioner and subsequent consultation on findings with an interdisciplinary team. Their findings and recommendations were sent to the primary care physician. The results identified new or worsening problems in 150 of 152 patients, with an average of 3.4 recommendations per patient. Thirty-three (22%) of the problems identified were medication-related; 21 of these were described as urgent and potentially life-threatening, involving prescribing errors, drug toxicity, and poor compliance. Ninety percent of all problems involved following instructions, including medication administration instructions. Forty-four percent of recommendations involved changing or altering medication regimens. While this was not a randomized, controlled trial, it involved outpatient assessment of the geriatric patient by an interdisciplinary team and revealed that medication-related issues are an important part of assessment.

Discussion

The trials described varied widely in the methods employed to obtain information, as well as in the outcomes measured. It is difficult to compare the trials and draw firm conclusions about the impact of geriatric assessment teams on health and cost outcomes. Overall, there is a trend toward improved health and functioning through diagnosis of new, treatable problems and through thorough assessment of psychosocial needs. All the authors, regardless of outcomes in their particular studies, support the use of geriatric assessment teams in the care of the elderly. Indeed, according to the survey by Epstein and colleagues,4 69% of the assessment teams expected growth in their programs. Longitudinal studies should be conducted to determine the optimal structure, function, and target populations for geriatric assessment teams, and to determine whether these services improve health and quality of life.12

None of the studies reviewed included pharmacists as members of the team, though it is reasonable to assume that at least some of the teams consulted pharmacists. The three studies that measured medication changes or medication review revealed that geriatric assessment teams identified medication-related problems more often than was the case in the control groups receiving usual care.7,12,15

Recently, abstracts have appeared describing the pharmacist's role in geriatric assessment teams.16-19 Karnick and colleagues16 at the Center for Healthy Aging involved pharmacists in performing medication and diet histories. Wong et al.13 described the role of the clinical pharmacist as a drug information source on a geriatric team in a small community hospital. Patients referred to the pharmacist used fewer medications, experienced no adverse medication effects, and had a slightly reduced average length of stay.17

Kurose and Chen18 are conducting a study to evaluate the effects of pharmacist participation in a geriatric evaluation management program and to determine physician acceptance of the pharmacist as part of the team. Their study will also evaluate patient outcomes.

Use of geriatric assessment teams is a rapidly growing trend in the health care of the elderly. In general, patient satisfaction with geriatric assessment teams is high. There is widespread belief that interdisciplinary assessment is beneficial to the elderly individual with multiple health problems. While health care costs may not be reduced nor life prolonged, care for the elderly can be improved.

Today there is a trend toward cost-shifting and cost containment. Additional studies on the value of treating the geriatric population through an interdisciplinary approach are anticipated over the next few years. Research measuring the effect of pharmacist involvement on geriatric teams may become available. Hopefully, results will be positive. Pharmacists who work in institutions with geriatric assessment teams can rely on their skills and training in pharmaceutical care to become active team members, contributing to positive patient outcomes.


References

1. United States Census Bureau. Center of International Research, International Data Base on Aging 1993.
2. Richardson DB. Elderly patients in the emergency department: a prospective study of characteristics and outcome. Med J Aust 1992;157:234-9.
3. Rubenstein LZ. The clinical effectiveness of multidimensional geriatric assessment. J Am Geriatr Soc 1983:31:758-63.
4. Epstein AM et al. The emergence of geriatric assessment teams: the new technology of geriatrics. Ann Intern Med 1987;102:299-303.
5. Rubenstein LZ, Josephson KR, Wieland GD et al. Effectiveness of a geriatric evaluation team: a randomized clinical trial. N Engl J Med 1984;311:1664-70.
6. Campion EW. The value of geriatric interventions. N Engl J Med. 1995;332:1376-8.
7. Reuben DB et al. A randomized trial of comprehensive geriatric assessment in the care of hospitalized patients. N Engl J Med 1995;332:1345-50.
8. Stuck AU et al. Comprehensive geriatric assessment: a meta-analysis of controlled trials. Lancet 1993;342:1032-6.
9. Tulloch AJ, Moore V. A randomized controlled trial of geriatric screening and surveillance in general practice. Royal College General Practitioners 1979;29:733-40.
10. Williams ME et al. How does the team approach to outpatient geriatric evaluation compare with traditional care: a report of a randomized controlled trial. J Am Geriatr Soc 1987;35:1071-8.
11. Yeo G, Ingram L, Skurnick J, Crapo L. Effects of a geriatric clinic on functional health and well being of elders. J Gerontol 1987;42:252-8.
12. Epstein AM et al. Consultative geriatric assessment for ambulatory patients: a randomized trial in a health maintenance organization. JAMA 1990;263:538-44.
13. Rubin CD, Sizemore MT, Loftis PA et al. The effect of geriatric evaluation and management on Medicare reimbursement in a large public hospital: a randomized clinical trial. J Am Geriatr Soc 1992;40:990-5.
14. Toseland RW et al. Outpatient geriatric evaluation and management: results of a randomized trial. Med Care 1996;34:624-40.
15. Kravitz RL, Reuben DB, Davis JW et al. Geriatric home assessment after hospital discharge. J Am Geriatr Soc 1994;42:1229-34.
16. Karnick KA, Finchman JE, Shaffer CL. Description of a geriatric assessment team incorporating a clinical pharmacist and other health professionals. J Geriatr Drug Therapy 1994;8:83-93.
17. Wong BJ, Vogenberg FR, Gilbert HD, Dupee RM. Role of the pharmacist on the geriatric assessment team. Consult Pharm 1994;9:1149-58.
18. Kurose DH Chens. Role of a pharmacist teamed with a physician in a geriatric clinic. Paper presented at ASHP Midyear Clinical Meeting 1994; 29 (Dec); P-255.
19. Hancock EM. Role of a pharmacist in a multidisciplinary geriatric assessment program. Paper presented at ASHP Midyear Clinical Meeting 1989; 24 (Dec); P191 D.


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